Section 61: (1) A unit trust is constituted by a document made under seal between the manager of the unit trust and the trustee and the document is the tr ...
Section 63: (1) The Commission may license a unit trust if the Commission is satisfied that (a) the manager and trustee are qualified to act in that capacity; ( ...
Section 64: (1) A person shall not undertake an activity in or related to a unit trust directly or indirectly unless (a) the units are those of a unit trust lic ...
Section 67: (1) The manager of a licensed unit trust shall, if requested by a holder of units of the unit trust, buy from the holder any number of units the hol ...
Section 73: (1) The Commission may on an application made to the Commission by (a) a public company incorporated under the Companies Act, 1963 (Act 179); or (b ...
Section 74: (1) The Commission shall not grant a licence to a company to operate as a mutual fund company unless the Commission is satisfied that (a) if an invi ...
Section 103: (1); The Commission may, subject to this Act and on notification revoke the licence of a scheme where; (a) in the opinion of the Commission the int ...
Section 103: (1) The Commission may, subject to this Act and on notification revoke the licence of a scheme where(a) in the opinion of the Commission the intere ...
Section 106: The Commission shall cancel the licence of a scheme on the termination of the scheme in accordance with the law.
Section 107: (1) A person shall ...
Section 106: The Commission shall cancel the licence of a scheme on the termination of the scheme in accordance with the law.
Section 107: (1) A person shall n ...
Section 110: The Commission may exempt representatives of a person indicated in section 109 who do not deal directly with clients on behalf of the person from h ...
Section 110: The Commission may exempt representatives of a person indicated in section 109 who do not deal directly with clients on behalf of the person from h ...
Section 112: (1) Subject to subsection (3), where an applicant meets the requirements of section 111, the Commission shall grant that applicant a licence. ...
Section 113: Subject to section 111 (3) and the Regulations, the Commission shall grant or renew a licence granted to the representative of a market operator if ...
Section 114: A bank or other financial institution which intends to do business in the capital market other than the business of trustee, custodian, primary dea ...
Section 115: The Commission may, in consultation with the Minister by notice published in the Gazette, alter the capital requirements as well as any other pre-l ...
Section 117: (1) In deciding whether a market operator or a representative of a market operator is required to hold a licence under this Act, the Commissi ...
Section 117: (1) In deciding whether a market operator or a representative of a market operator is required to hold a licence under this Act, the Commissi ...
Section 118: (1) The Commission may grant or renew a licence subject to the conditions or restrictions as it considers fit and the Commission may, at any time b ...
Section 119: (1) Subject to subsection (2), a licence is valid for one year and is renewable on an annual basis.(2) The Commission may specify the schedule of l ...
Section 120: Where;(a) a market operator ceases to carry on the business to which a licence relates;(b) the holder of a representative's licence ceases to ...
Section 121: (1) The Commission shall keep in the appropriate form a register of the holders of current licences, specifying(a) in relation to each ...
Section 124: Where a person who holds a licence issued under this Act has before the expiration of the licence applied for a renewal of the licence and the lice ...