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Securities Industry Act, 2016 (ACT 929).

Section 61: (1)  A unit trust is constituted by a document made under seal between the manager of the unit trust and the trustee and the document is the tr ...

Securities Industry Act, 2016 (ACT 929).

Section 62: (1)  An application for a licence for a unit trust shall be made to the Commission in the form determined by the Commission. ...

Securities Industry Act, 2016 (ACT 929).

Section 63: (1) The Commission may license a unit trust if the Commission is satisfied that (a) the manager and trustee are qualified to act in that capacity; ( ...

Securities Industry Act, 2016 (ACT 929).

Section 64: (1) A person shall not undertake an activity in or related to a unit trust directly or indirectly unless (a) the units are those of a unit trust lic ...

Securities Industry Act, 2016 (ACT 929).

Section 67: (1) The manager of a licensed unit trust shall, if requested by a holder of units of the unit trust, buy from the holder any number of units the hol ...

Securities Industry Act, 2016 (ACT 929).

Section 73: (1) The Commission may on an application made to the Commission by (a) a public company incorporated under the Companies Act, 1963 (Act 179); or (b ...

Securities Industry Act, 2016 (ACT 929).

Section 74: (1) The Commission shall not grant a licence to a company to operate as a mutual fund company unless the Commission is satisfied that (a) if an invi ...

Securities Industry Act, 2016 (ACT 929).

Section 103: (1); The Commission may, subject to this Act and on notification revoke the licence of a scheme where; (a) in the opinion of the Commission the int ...

Securities Industry Act, 2016 (ACT 929).

Section 103: (1) The Commission may, subject to this Act and on notification revoke the licence of a scheme where(a) in the opinion of the Commission the intere ...

Securities Industry Act, 2016 (ACT 929).

Section 106: The Commission shall cancel the licence of a scheme on the termination of the scheme in accordance with the law. ...

Securities Industry Act, 2016 (ACT 929).

Section 106: The Commission shall cancel the licence of a scheme on the termination of the scheme in accordance with the law. Section 107: (1) A person shall ...

Securities Industry Act, 2016 (ACT 929).

Section 106: The Commission shall cancel the licence of a scheme on the termination of the scheme in accordance with the law. Section 107: (1) A person shall n ...

Securities Industry Act, 2016 (ACT 929).

Section 110: The Commission may exempt representatives of a person indicated in section 109 who do not deal directly with clients on behalf of the person from h ...

Securities Industry Act, 2016 (ACT 929).

Section 110: The Commission may exempt representatives of a person indicated in section 109 who do not deal directly with clients on behalf of the person from h ...

Securities Industry Act, 2016 (ACT 929).

Section 112: (1)  Subject to subsection (3), where an applicant meets the requirements of section 111, the Commission shall grant that applicant a licence. ...

Securities Industry Act, 2016 (ACT 929).

Section 113: Subject to section 111 (3) and the Regulations, the Commission shall grant or renew a licence granted to the representative of a market operator if ...

Securities Industry Act, 2016 (ACT 929).

Section 114: A bank or other financial institution which intends to do business in the capital market other than the business of trustee, custodian, primary dea ...

Securities Industry Act, 2016 (ACT 929).

Section 115: The Commission may, in consultation with the Minister by notice published in the Gazette, alter the capital requirements as well as any other pre-l ...

Securities Industry Act, 2016 (ACT 929).

Section 117: (1)  In deciding whether a market operator or a representative of a market operator is required to hold a licence under this Act, the Commissi ...

Securities Industry Act, 2016 (ACT 929).

Section 117: (1)  In deciding whether a market operator or a representative of a market operator is required to hold a licence under this Act, the Commissi ...

Securities Industry Act, 2016 (ACT 929).

Section 118: (1) The Commission may grant or renew a licence subject to the conditions or restrictions as it considers fit and the Commission may, at any time b ...

Securities Industry Act, 2016 (ACT 929).

Section 119: (1) Subject to subsection (2), a licence is valid for one year and is renewable on an annual basis.(2) The Commission may specify the schedule of l ...

Securities Industry Act, 2016 (ACT 929).

Section 120: Where;(a)  a market operator ceases to carry on the business to which a licence relates;(b) the holder of a representative's licence ceases to ...

Securities Industry Act, 2016 (ACT 929).

Section 121: (1)  The Commission shall keep in the appropriate form a register of the holders of current licences, specifying(a)  in relation to each ...

Securities Industry Act, 2016 (ACT 929).

Section 122: (1)  A licence is revoked in the case of(a)  an individual, if the individual dies; or(b)  a body corporate or incorporated private ...

Securities Industry Act, 2016 (ACT 929).

Section 124: Where a person who holds a licence issued under this Act has before the expiration of the licence applied for a renewal of the licence and the lice ...